SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Atalaya Capital Management LP

(Last) (First) (Middle)
ONE ROCKEFELLER PLAZA, 32ND FLOOR

(Street)
NEW YORK NY 10020

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/08/2021
3. Issuer Name and Ticker or Trading Symbol
Live Oak Acquisition Corp II [ LOKB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 445,040 I By Atalaya Special Purpose Investment Fund LP(1)
Class A Common Stock 1,360,949 I By ACM ASOF VII (Cayman) Holdco LP(2)
Class A Common Stock 953,333 I By Corbin ERISA Opportunity Fund, Ltd.(3)
Class A Common Stock 476,667 I By Corbin Opportunity Fund, L.P.(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (4) (4) Class A Common Stock 73,333 11.5 I By Atalaya Special Purpose Investment Fund LP(1)
Warrants (4) (4) Class A Common Stock 317,777 11.5 I By Corbin ERISA Opportunity Fund, Ltd.(3)
Warrants (4) (4) Class A Common Stock 158,889 11.5 I By Corbin Opportunity Fund, L.P.(3)
1. Name and Address of Reporting Person*
Atalaya Capital Management LP

(Last) (First) (Middle)
ONE ROCKEFELLER PLAZA, 32ND FLOOR

(Street)
NEW YORK NY 10020

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ACM ASOF VII (Cayman) Holdco LP

(Last) (First) (Middle)
ONE ROCKEFELLER PLAZA, 32ND FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
Explanation of Responses:
1. Atalaya Capital Management LP (ACM) is the investment manager of Atalaya Special Purpose Investment Fund LP (ASPIF). ACM disclaims beneficial ownership over the securities held of record by ASPIF except to the extent of its pecuniary interest therein, if any.
2. ACM is the investment manager of ACM ASOF VII (Cayman) Holdco LP (ASOF). ACM disclaims beneficial ownership over the securities held of record by ASOF except to the extent of its pecuniary interest therein, if any.
3. ACM serves as sub-advisor to Corbin ERISA Opportunity Fund, Ltd. (CEOF) and Corbin Opportunity Fund, L.P. (COF), and in such capacity, may be deemed to have beneficial ownership over the securities held directly by CEOF and COF. ACM disclaims beneficial ownership over the securities held of record by CEOF and COF except to the extent of its pecuniary interest therein, if any.
4. The warrants will become exercisable commencing on the later of 12 months from the closing of the Issuers initial public offering or 30 days after the completion of the Issuers initial business combination, and will expire five years after the completion of the Issuers initial business combination or earlier upon redemption or liquidation.
Atalaya Capital Management LP By: /s/ Drew Phillips, Authorized Signatory 10/13/2021
ACM ASOF VII (Cayman) Holdco LP By: Atalaya Capital Management LP, its investment manager By: /s/ Drew Phillips, Authorized Signatory 10/13/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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